USSEC

Securities and Exchange Commission

SEC · United States

Securities and Exchange Commission is a top-tier regulator with strict licensing, client-money and conduct requirements.

Tier 1 · Top-tier regulationConditional compensation
Investor protectionSecurities Investor Protection Corporation (SIPC)
Up to $500,000

US SIPC protection covers up to USD 500,000 per customer, including up to USD 250,000 for cash, when a member securities broker fails and customer property is missing.

Coverage limits: The broker must be a SIPC member and the account property eligible. Market losses are not covered, and retail forex and most commodity futures are outside scope.

1 brokers under this regulator

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